Rules and Regulations of Execution Venues

Find below links to the web sites of the execution venues where Neonet offers trading. On the web sites, clients may find the specific rules and regulations of the execution venues that the client will have to comply with according to the agreement between Neonet and the client.

Marketplace Web site Comment
Europe
Bolsa de Madrid (Madrid) www.bolsamadrid.es Bolsa de Madrid > Regulation
Borsa Italiana (Milan) www.borsaitalia.it Documents > Rules > Rules and Instructions
Chi-X www.chi-x.com Local market rules apply.
In addition observe the Clearing rules, see Get Connected > Clearing & Settlement.
Deutsche Börse (Frankfurt) www.deutsche-boerse.com Info Center / FWB Information / Rules and Regulation for the FWB
Eurex www.eurexchange.com Document > Rules & Regulations
Euronext (Amsterdam, Brussels, Lisbon and Paris) www.euronext.com For our clients > Rules and Regulations > Cash
Irish Stock Exchange (Dublin) www.ise.ie Trading and Regulation > Regulatory enviroment
London Stock Exchange www.londonstockexchange.com Products & Services > Membership & trading > Rules & Regulations
OMX (Copenhagen, Helsinki, Stockholm) www.omxgroup.com www.norex.com  Rules > NOREX Member Rules
Oslo Stock Exchange www.ose.no www.norex.com  Rules > NOREX Member Rules
SWX www.swx.com Admission > Regulation
SWX Europe www.swxeurope.com Regulation > Rules
Warsaw www.gpw.pl About the Exchange > Regulation
Wienerbörse (Vienna) www.wienerborse.at The Marketplace > Legal information > Statutes and other legal texts
North America
American Stock Exchange (Amex) www.amex.com At the AMEX>Regulation>Constitution and rules (Subject to SEC and NASD Rules and Regulations)
Nasdaq www.nasdaq.com NASDAQTRADER.com>Market Regulation (Subject to SEC and NASD Rules and Regulations)
New York Stock Exchange (NYSE) www.nyse.com Regulation>Constitution & Rules (Subject to SEC and NASD Rules and Regulations)
OTC Bulletin Board www.otcbb.com OTCBB Rules (Subject to SEC and NASD Rules and Regulations)
Pink Sheets www.pinksheets.com OTC Guide (Subject to SEC and NASD Rules and Regulations)
Toronto Stock Exchange www.tsx.com Investor Relations>Rule Book and Policies
Asia
Australian Securities Exchange www.asx.com.au Market Supervision & Rules
Hong Kong Exchanges and Clearing www.hkex.com.hk Regulatory Framework and Rules >
JSDA- Japanese Self Regulatory Org www.jsda.or.jp/html/eigo/ Rules>
Osaka Securities Exchange www.ose.or.jp/e/
Singapore Exchange www.ses.com.sg Regulation> Rulebooks / Manual
Tokyo Stock Exchange www.tse.or.jp/english TSE Guide>Regulation
Last updated: April 2008 Print this page
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